Your Trusted Partner for Compliant Real Estate Securities
Leverage our FINRA-licensed broker-dealer expertise to navigate complex regulatory requirements while accessing cutting-edge blockchain technology for your real estate capital raising and trading needs.
Regulatory Excellence & Compliance
Built on a Foundation of Trust and Compliance
Our FINRA-licensed broker-dealer services ensure full regulatory compliance for your capital raising initiatives. We provide comprehensive support for SEC exemptions including Regulation A+ and Regulation D offerings, giving sponsors the confidence and regulatory backing needed for successful securities issuance.
Key Compliance Features:
- FINRA-licensed professional oversight
- SEC-compliant securities offerings
- Comprehensive regulatory filing support
- Ongoing compliance monitoring
Primary Issuance Support Services
End-to-End Capital Raising Solutions
Due Diligence & Documentation
Complete regulatory filing preparation and review ensuring all documentation meets SEC standards and regulatory requirements.
Investor Verification Services
Rigorous accredited investor status verification combined with comprehensive KYC/AML compliance protocols to protect your offering.
Marketing & Distribution Support
Development of compliant marketing materials and strategic investor outreach programs designed to maximize capital raising efficiency.
Subscription Management
Streamlined investor onboarding process with automated subscription processing and investor communication systems.
Cap Table Management
Advanced cap table management supporting both traditional securities and blockchain-based tokenized alternatives with real-time reporting capabilities.
Distribution Processing
Automated dividend and distribution payment systems ensuring timely and accurate investor payments with full audit trails.
Tokenization & Security Token Offerings
Blockchain-Enabled Securities with Full Regulatory Compliance
Security Token Offering (STO) Expertise. Our broker-dealer services are specifically structured to support compliant Security Token Offerings, combining blockchain innovation with traditional securities regulation. We ensure all tokenized securities maintain full compliance with federal securities laws while leveraging blockchain benefits.
Compliant Token Trading Infrastructure
- Regulated Token Exchange: Our ATS is equipped to handle tokenized securities trading with full SEC compliance
- Smart Contract Integration: Automated compliance features built into token smart contracts
- KYC/AML for Token Holders: Continuous compliance monitoring for all token holders
- Transfer Restrictions: Programmable transfer restrictions ensuring ongoing regulatory compliance
Tokenization Benefits for Issuers
- Fractional Ownership: Enable smaller investment minimums through token fractionalization
- Automated Distributions: Smart contract-enabled automatic dividend payments
- Enhanced Transparency: Immutable blockchain record-keeping for all transactions
- Global Accessibility: Reach international investors while maintaining US regulatory compliance
- Reduced Administrative Costs: Automated cap table management and transfer processing
Hybrid Approach Flexibility Not ready for tokenization?
Our platform supports traditional securities alongside tokenized options, allowing issuers to choose the approach that best fits their strategy and investor base.
Token Compliance Framework:
- Pre-programmed regulatory compliance within token architecture
- Real-time monitoring of token transfers and holdings
- Automated reporting for regulatory requirements
- Integration with traditional securities law frameworks
Secondary Market Trading via ATS
Unlock Liquidity Through Our SEC-Compliant Trading Platform
Alternative Trading System (ATS)
Benefits Our SEC-registered ATS provides institutional-grade trading infrastructure specifically designed for real estate securities.
Liquidity Solutions
Create meaningful secondary market opportunities for your investors, enhancing the attractiveness of your offerings and potentially reducing required returns.
Price Discovery & Transparency
Advanced pricing mechanisms provide transparent, market-driven valuations for real estate securities with real-time reporting.
Professional Trading Infrastructure
Bank-grade security combined with T+2 settlement capabilities and optional blockchain integration for enhanced efficiency.
Market Making Services
Professional market making support to enhance liquidity and provide consistent bid-ask spreads for your securities.
Benefits for Issuers
Why Choose USA REIT Markets Broker-Dealer Services
- Regulatory Confidence Eliminate regulatory uncertainty with our experienced FINRA-licensed professionals managing your compliance requirements from start to finish.
- Enhanced Investor Appeal Secondary market liquidity significantly increases the attractiveness of your offerings, potentially reducing required returns and expanding your investor base.
- Technology Integration Choose from traditional or blockchain-enabled solutions, or combine both approaches to optimize your capital raising strategy.
- Cost-Effective Solutions Comprehensive services under one roof reduce the need for multiple service providers, lowering overall costs and complexity.
- Ongoing Support From initial offering through secondary trading, our team provides continuous support for all aspects of your securities program.
Benefits for Investors
Enhanced Investment Experience Through Secondary Market Access
- Liquidity When You Need It Unlike traditional real estate investments that tie up capital for years, our ATS provides investors the ability to exit positions when life circumstances change or new opportunities arise.
- Transparent Market Pricing Real-time price discovery ensures investors can make informed decisions based on current market valuations rather than outdated appraisals or arbitrary pricing.
- Professional Trading Environment Trade with confidence in our SEC-compliant, FINRA-supervised environment that provides the same protections as traditional securities markets.
- Lower Investment Barriers Tokenized securities enable fractional ownership, allowing investors to participate in high-quality real estate projects with lower minimum investments.
Portfolio Flexibility
- Diversification Opportunities: Easily rebalance portfolios across different real estate projects and sponsors
- Risk Management: Reduce concentration risk by trading out of underperforming positions
- Capital Optimization: Redeploy capital quickly into new opportunities without waiting for project completion
Enhanced Returns Potential
- Market-Based Pricing: Benefit from potential appreciation through secondary market trading
- Timing Flexibility: Enter and exit positions based on market cycles and personal investment strategies
- Reduced Illiquidity Discount: Higher liquidity typically translates to better pricing for initial investments
Investor Protection & Transparency
- Regulatory Oversight: All trading conducted under SEC and FINRA supervision
- Real-Time Reporting: Access to comprehensive transaction history and portfolio performance
- Professional Custody: Secure custody of securities through regulated custodial services
Ready to Launch Your Next Offering?
Contact our broker-dealer team today to discuss how our compliant, technology-enabled platform can enhance your real estate capital raising strategy.