• Tier 1: Up to $20 million with limited ongoing reporting requirements.
• Tier 2: Up to $75 million with enhanced disclosure and ongoing reporting (typically preferred for real estate offerings).

• Broader Investor Access: No accredited investor limitations under certain conditions.
• General Solicitation: Public advertising and marketing may be permitted.
• Potential Liquidity: Securities may become freely tradable upon offering completion.
• Scalability: Higher raise limits than traditional private placements.

• 506(b) offerings: Limited to 35 non-accredited investors maximum.
• 506(c) offerings: Accredited investors only (approximately 13% of U.S. households).
• Regulation D limitations: No general solicitation permitted for 506(b).
• Liquidity restrictions: Typically 12-month holdings period minimum.

• Expanded Investor Universe: Access to previously excluded investor segments.
• Marketing Flexibility: Public advertising campaigns may be permitted.
• Lower Investment Minimums: Potential to accept smaller investments.
• Enhanced Liquidity Timeline: Possible immediate trading upon offering qualification.

• U.S. Household Wealth: $147 trillion total.
• Non-Accredited Household Wealth: Approximately $128 trillion (87% of total).
• Typical Real Estate Allocation Target: Target 10-15% of investment portfolio.
• Potential Addressable Market: Significant expansion opportunity.

• 506(c) offerings may reach limited investor segments within target timeframes.
• Higher investor acquisition costs may impact overall efficiency.
• Restricted marketing channels may limit visibility.
• Limited liquidity options may affect investor appeal.

• RegA+ qualification enables broader marketing capabilities.
• Digital platform integration may increase reach and efficiency.
• Lower minimum investments could attract more diverse investor participation.
• Integrated ATS through North Capital may provide liquidity solutions upon qualifications.

• Enhanced Capital Formation: More efficient path to funding goals.
• Expanded Investor Base: Access to broader investor demographics.
• Improved Cost Efficiency: Potentially lower per-investor acquisition costs.
• Geographic Reach: Multi-state investor participation capability.

1. Regulatory Technology Infrastructure:

• Compliance Framework: SEC-complaint offering management systems.
• Automated Reporting: Streamlined ongoing compliance processes.
• State Coordination: Blue sky law compliance support.
• Documentation Support: Comprehensive filling assistance.

2. Blockchain-Enabled Trading Integration:

• ATS Integration: SEC-regulated Alternative Trading System through North Capital.
• Tokenization Capability: Blockchain-based security representation through upside.gg.
• Settlement Efficiency: Enhanced settlement processes for digital assets.
• Portfolio Management: Real-time investment tracking and management.

3. Digital Marketing Infrastructure:

• Compliance-Approved Content: Pre-reviewed marketing materials.
• Multi-channel Distribution: Email, Digital and Content Marketing capabilities.
• Performance Analytics: Real-time campaign monitoring and optimization.
• Investor Education: Comprehensive learning resources and materials.

4. Enhanced Investor Experience:

• Streamlined Onboarding: Simplified account creation and verification.
• Digital Documentation: Paperless subscription and management processes.
• Dashboard Access: Real-time portfolio monitoring and updates.
• Trading Interface: User-friendly transaction capabilities.

Phase 1: Assessment and Preparation (Months 1-2)

• Business structure optimization for RegA+ Framework.
• Financial documentation and use of proceeds preparation.
• Marketing strategy development with compliance review.
• Platform integration and testing protocols.

Phase 2: Filing and Regulatory Process (Months 3-6)

• Form A-1 preparation and SEC submission.
• SEC review process management and response coordination.
• State blue sky law qualification procedures.
• Marketing material development and regulatory approval.

Phase 3: Launch and Execution (Months 7-9)

• Public offering launch with comprehensive marketing support.
• Multi-channel investor acquisition campaigns.
• Real-time performance monitoring and optimization.
• Ongoing investor relations and communication management.

Phase 4: Post-Qualification Management (Ongoing)

• Continuous SEC reporting compliance (Form 1-SA).
• Secondary market trading facilitation through ATS.
• Investor relations and portfolio update services.
• Platform enhancement and optimization.

• Efficiency Gains: Streamlined capital formation processes.
• Cost Management: Potentially reduced overall offering expenses.
• Investor Relations: Enhanced investor acquisition and management.
• Competitive Position: Access to innovative fundraising methodologies.

• Access Expansion: Potential participation in previously restricted offerings.
• Liquidity Enhancement: Possible trading capabilities through integrated ATS.
• Technology Integration: Modern, user-friendly investment platform experience.
• Education Resources: Comprehensive learning and decision-support tools.

• Regulatory Compliance: Built-in SEC and FINRA compliance frameworks.
• Process Automation: Reduced manual administrative requirements.
• Real-Time Reporting: Enhanced transparency and communication capabilities.
• Scalable Infrastructure: Growth-ready technology and operational systems.

Regulatory Development:

• SEC continues to modernize RegA+ frameworks and processes.
• Potential regulatory updates may expand raise limits and simplify requirements.
• Enhanced integration with digital asset and blockchain regulatory frameworks.
• International regulatory harmonization opportunities.

Market Dynamics:

• Generational wealth transfer: $68 trillion expected to transfer to millennials by 2030.
• Digital-native investor preferences driving platform adoption.
• Growing institutional recognition of RegA+ as viable financing alternative.
• Technology integration creating new operational efficiencies.

Technology Integration:

• AI-powered investor matching and onboarding optimization.
• Blockchain-native compliance and reporting capabilities.
• Real-time regulatory monitoring and automated alert systems.
• Predictive analytics for offering performance optimization.

• Platform Assessment: Evaluate RegA+ suitability for your capital formation needs.
• Resource Center: Access comprehensive RegA+ implementation guides and materials.
• Consultation Services: Discuss RegA+ strategy and implementation pathways.

• Investment Opportunities: Explore qualified RegA+ offerings with potential trading capability.
• Account Setup: Begin with platform registration and investor qualification.
• Education Resources: Access investment education and market analysis materials.